What Is the Broker Compliance Suite?
Forex and CFD broker compliance is genuinely brutal: risk-warning wording is prescribed word-for-word by regulator, the required loss percentage must reflect the firm's own actual client data and gets updated annually, and — critically — the broker is liable for what every introducing broker, affiliate, and finfluencer posts on its behalf, not just its own official marketing.
This suite is built for the compliance and partnerships side of a brokerage business, not its traders. Four tools cover marketing creative review, affiliate/IB content monitoring, multi-jurisdiction regulatory tracking, and routing checks for firms running both a regulated and an offshore entity — the operational surface area that's expensive to get wrong and currently underserved by anything lighter than an enterprise agency retainer.
Who This Bundle Is For
- Compliance officers at small-to-mid forex/CFD brokers who can't justify a $2,000+/month brand-protection agency
- Marketing teams producing creative across multiple regulatory jurisdictions (FCA, ASIC, CySEC, offshore) at once
- Partnerships/affiliate managers responsible for what IBs and influencers publish under the brand's name
- Hybrid brokers running both a regulated entity and an offshore entity who need to keep creative and onboarding flows correctly separated
What's Included (4 Instruments)
Every tool below is independent — install only what's relevant to you. Pro access to all 4 is covered by one subscription.
Marketing Creative Compliance Scanner
Checks a landing page, ad, or social post against a specific jurisdiction's rules before it goes live — the correct prescribed risk-warning wording, the firm's own current loss percentage rather than a stale or generic figure, required formatting and prominence, and flags language implying guaranteed profits or downplaying leverage risk.
Read the full guide →IB/Affiliate Creative Compliance Monitor
Scans what your affiliates and introducing brokers are actually posting, since your firm is liable for that content too. Flags a partner's landing page or social post missing the risk warning, using a banned bonus offer, or advertising leverage not permitted for that audience's jurisdiction.
Read the full guide →Multi-Jurisdiction Regulatory Change Tracker
Aggregates regulatory announcements and rule changes from every regulator relevant to your license mix — FCA, ASIC, CySEC, and others — and flags which ones actually apply to your specific combination, since missing a leverage cap update across multiple regimes at once is a realistic failure mode.
Read the full guide →Dual-Entity Routing Checker
For brokers running both a regulated entity and an offshore entity, check whether a given piece of marketing or a client's onboarding flow is using the correct entity's rules and disclosures — catching regulated-market creative leaking to an audience it wasn't cleared for, or the reverse.
Read the full guide →Real-World Scenarios
A compliance officer's Monday
Marketing hands you three new landing pages ahead of a campaign launch targeting UK and offshore audiences simultaneously. The Marketing Creative Compliance Scanner flags that one page is using last year's loss percentage, and the Dual-Entity Routing Checker catches that the UK-facing page is missing the FCA-required prominence formatting — both before either page goes live.
A partnership manager's quarterly review
Your firm just signed twelve new introducing brokers. The IB/Affiliate Creative Compliance Monitor flags two partners running a 'guaranteed returns' claim on their own landing pages — content your firm is legally exposed to even though you didn't write it.
How Pricing Works
Every tool in this bundle installs with all features unlocked, including Pro features, for the first 14 days. After the trial, each tool's core functionality keeps working for free indefinitely.
Unlocks unlimited Pro features — deeper breakdowns, exports, and advanced analytics — across all 4 tools in the Broker Compliance Suite, for as long as you're subscribed.
One Monthly Pro subscription to this bundle unlocks Pro features on every one of the 4 tools listed above — you don't pay separately per extension.
Frequently Asked Questions
Does this replace a compliance officer or legal counsel?
No. These tools flag likely issues for a human to review and decide on — they're a first-pass screening layer, not a substitute for qualified compliance or legal judgment on anything with real regulatory exposure.
Can this monitor social media posts automatically?
The IB/Affiliate Monitor is built around checking specific pages and posts you point it at, not continuous automated social media surveillance — treat it as a pre-publication and periodic-audit tool rather than a 24/7 monitoring service.
We're only licensed in one jurisdiction — is the Regulatory Tracker still useful?
Yes, though its value scales with how many jurisdictions you operate under. Even a single-jurisdiction broker benefits from not missing a rule change buried in a regulator's announcement page.
Why is this priced at $99+/mo instead of $5/mo like the other bundles?
This bundle serves brokerage businesses protecting real regulatory and revenue exposure, not individual consumers — priced as a business tool rather than a personal-use utility, in line with what compliance software of this kind typically costs a firm.
Ready to install the Broker Compliance Suite?
14-day free trial · $99+/mo covers all 4 tools · cancel anytime
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